| | Date | Title and Description |
 | 16/12/2011 | Settlement Agreement between the Central Bank of Ireland and Combined Insurance Company of Europe Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 16 December 2011 with Combined Insurance Company of Europe Limited, a regulated financial services provider, in relation to breaches of regulatory requirements contained in the 2006 Consumer Protection Code, the European Communities (Insurance Mediation) Regulations and the 2006 Minimum Competency Requirements. |
| 13/12/2011 | Settlement Agreement between the Central Bank of Ireland and Susquehanna International Securities Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 13 December 2011 with Susquehanna International Securities Limited, a regulated financial services provider, in relation to breaches of Regulations 112 and 33(1)(a) of the European Communities (Markets in Financial Instruments) Regulations 2007. |
| 08/12/2011 | Settlement Agreement between the Central Bank of Ireland and J & E Davy t/a Davy
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 08 December 2011 with J & E Davy t/a Davy, a regulated financial services provider, in relation to breaches of Regulations 112 and 33(1)(a) of the European Communities (Markets in Financial Instruments) Regulations 2007. |
| 24/10/2011 | Settlement Agreement between the Central Bank of Ireland and McSharry & Foley (Sligo) Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 24 October 2011 with McSharry & Foley (Sligo) Limited, a regulated financial services provider, in relation to breaches of regulatory requirements contained in the Consumer Protection Code and the Handbook for Authorised Advisors. |
| 12/09/2011 | Settlement Agreement between the Central Bank of Ireland and Goldman Sachs Bank (Europe) plc
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 08 September 2011 with Goldman Sachs Bank (Europe) plc a regulated financial service provider in relation to breaches of regulation 16(3) of the
European Communities (Licensing and Supervision of Credit Institutions) Regulations 1992
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| 29/08/2011 | Settlement Agreement between the Central Bank of Ireland and Pan Index Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 25 August 2011 with Pan Index Limited, a regulated financial services provider, in relation to breaches of Regulations 76 and 94 of the European Communities (Markets in Financial Instruments) Regulations 2007. |
| 20/07/2011 | Settlement Agreement between the Central Bank of Ireland and Aviva Investors Ireland Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from 20 July 2011 with Aviva Investors Ireland Limited, a regulated financial services provider, in relation to breaches of regulatory requirements contained in the Client Asset Requirements. |
| 21/06/2011 | Settlement Agreement between the Central Bank of Ireland and MBNA Europe Bank Limited
The Central Bank of Ireland entered into a Settlement Agreement on 21 June 2011 with MBNA Europe Bank Limited, a regulated financial services provider, in relation to breaches of regulatory requirements contained in the Consumer Protection Code. |
| 02/06/2011 | Settlement Agreement between the Central Bank of Ireland and Scotiabank (Ireland) Limited
The Central Bank of Ireland has entered into a Settlement Agreement with effect from the 2nd June 2011 with Scotiabank (Ireland) Limited, a regulated financial service provider in relation to breaches of regulation 16 of the European Communities (Licensing and Supervision of Credit Institutions) Regulations 1992 and section 10 of the Central Bank Act 1971. |
| 11/03/2011 | Settlement Agreement between the Central Bank of Ireland and 1) Patricia Clinton t/a Innovative Mortgage Service and 2) Mr Frank Clinton (as a person concerned in the management of Innovative Mortgage Service)
The Central Bank of Ireland entered into a Settlement Agreement on 11 March 2011 with Patricia Clinton trading as Innovative Mortgage Service formerly a regulated financial services provider and Mr Frank Clinton, a person concered in the mangagement of the firm, in relation to breaches of regulatory requirements contained in the Consumer Protection Code and the Consumer Credit Act, 1995. |