Legislation relevant to the regulation of Regulated Markets and Market Operators is listed below. Where the links provided are to www.irishstatutebook.ie. users should note the disclaimer on the Irish Statute Book website. The following list is not exhaustive and is intended to serve as a general guide only:
Acts
Statutory Instruments
Directives
- Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2001/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC
- Directive 2006/31/EC of the European Parliament and of the Council of 5 April 2006 amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines
- Directive 2006/73/EC of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
- Commission Regulation (EC) No 1287/2006 of the European Parliament and of the Council as regards record keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive