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Legislation applicable to Retail Investment Intermediaries  

Legislation relevant to the regulation of retail investment intermediaries is listed below.  Where the links provided are to www.irishstatutebook.ie users should note the disclaimer on the Irish Statute Book webiste.  The following list is not exhaustive and is intended to serve as a general guide only.

Acts

Statutory Instruments

  • S.I. No 853 of 2004 - European Communities (Distance marketing of Consumer Financial Services) Regulations 2004
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